Companies / Total Return Securities Fund

Total Return Securities Fund

NYSE: SWZCIK 813623CINCINNATI, OH

Ownership

13F as of Jun 30, 2026

Share count not yet available for this company — ownership percentages can’t be computed.

Insiders 5

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Insider% of sharesShares
Dakos AndrewCEOPresident and CEO · Director
—260,282
Goldstein PhillipSecretary · Director
—113,234
Sell Moritz aDirector
—20,246
Hellerman GeraldDirector
—3,527
Das Rajeev PSecretary
—334

Institutional holders 44

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HolderValue% of shares
Allspring Global Investments Holdings, LLC$13.23M—
Css LLC/IL$6.05M—
North Ground Capital$4.11M—
Matisse Capital$3.79M—
Saba Capital Management, L.P.$3.76M—
Icon Advisers INC/CO$2.97M—
Rivernorth Capital Management, LLC$2.72M—
Alpine Global Management, LLC$2.57M—
Evolve Private Wealth, LLC$1.36M—
Yakira Capital Management, Inc.$1.19M—

Activity

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InsidersInstitutions
What insiders are doing in this stock (Form 4).
DateActorActionSecurityValueShares ΔPosition afterImpact
Jan 23, 2026Goldstein Phillip
Executive
OtherCommon Stock$213.2K-31K
-33.23%
62,910
low
Jan 23, 2026Dakos Andrew
CEO
OtherCommon Stock$79.5K-12K
-33.24%
23,453
low
Mar 6, 2026Dakos Andrew
CEO
BuyCommon Stock$74.6K+13K
+25.20%
62,095
medium
Mar 5, 2026Dakos Andrew
CEO
BuyCommon Stock$72.1K+12K
+31.92%
49,595
medium
Feb 6, 2026Goldstein Phillip
Executive
BuyCommon Stock$60.7K+10K
+13.72%
82,910
medium
Mar 5, 2026Goldstein Phillip
Executive
BuyCommon Stock$59.9K+10K
+10.73%
103,234
medium
Mar 18, 2026Goldstein Phillip
Executive
BuyCommon Stock$59.8K+10K
+9.69%
113,234
medium
Jan 30, 2026Goldstein Phillip
Executive
BuyCommon Stock$59.2K+10K
+15.90%
72,910
medium

5%+ ownership events

Schedule 13D / 13G
FilerStance% of classSharesDate
Allspring Global Investments Holdings, LLCPassive13G/A—2,127,310—
Allspring Global Investments Holdings, LLCPassive13G/A—811,933—
Css LLC/ILPassive13G/A—1,020,547—

Securities

via CUSIP / OpenFIGI
SymbolTypeMarketCUSIPFIGI
SWZ——870875101—