Guggenheim Strategic Opportunities Fund

Institutional holders · 13F as of Mar 31, 2026

Holder	Value	Shares	% of shares
BNP PARIBAS FINANCIAL MARKETS	$103.0K	9,351	—
MPWM ADVISORY SOLUTIONS, LLC	$90.2K	7,000	—
Larson Financial Group LLC	$87.3K	6,779	—
Sunbelt Securities, Inc.	$71.6K	5,559	—
CIBC Private Wealth Group LLC	$49.3K	3,826	—
Anfield Capital Management, LLC	$47.1K	3,654	—
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$46.2K	4,188	—
EASTERN BANK	$44.9K	4,073	—
COUNTRY TRUST BANK	$44.1K	4,000	—
Nova Wealth Management, Inc.	$37.9K	2,940	—
EverSource Wealth Advisors, LLC	$31.7K	2,461	—
Arax Advisory Partners	$29.3K	2,277	—
Cape Investment Advisory, Inc.	$28.7K	2,230	—
Allworth Financial LP	$22.7K	1,761	—
Aventura Private Wealth, LLC	$20.2K	1,300	—
Farther Finance Advisors, LLC	$20.0K	1,552	—
Kentucky Trust Co	$19.3K	1,500	—
IFP Advisors, Inc	$16.6K	1,285	—
Kozak & Associates, Inc.	$16.0K	1,239	—
ASSETMARK, INC	$14.5K	1,318	—
Strategic Advocates LLC	$14.2K	1,106	—
Cohen & Steers, Inc.	$13.5K	1,221,789	—
Parallel Advisors, LLC	$12.0K	930	—
North Star Investment Management Corporation	$11.0K	1,000	—
Darwin Wealth Management, LLC	$9.7K	750	—
AMERIFLEX GROUP, INC.	$9.6K	743	—
Spire Wealth Management	$9.3K	722	—
Gen-Wealth Partners Inc	$8.5K	659	—
Advisors Asset Management, Inc.	$6.1K	550	—
Janney Montgomery Scott LLC	$4.6K	420,263	—
MCGUIRE CAPITAL ADVISORS INC	$3.9K	300	—
HIGHLINE WEALTH PARTNERS LLC	$3.2K	250	—
MAI Capital Management	$2.7K	246	—
WEDBUSH SECURITIES INC	$2.0K	185,392	—
Cambridge Investment Research Advisors, Inc.	$2.0K	154,281	—
THRIVENT FINANCIAL FOR LUTHERANS	$985	76,799	—
Ares Financial Consulting, LLC	$694	54	—
Capital Analysts, LLC	$461	35,829	—
Financial Perspectives, Inc	$451	35	—
Bank & Trust Co	$412	32	—
Marshall & Sterling Wealth Advisors Inc.	$335	26	—
Virtu Financial LLC	$207	16,065	—
TSFG, LLC	$148	11,516	—
DANSKE BANK A/S	$47	3	—
HAZLETT, BURT & WATSON, INC.	$31	2,455	—
DV Trading LLC	$26	2	—
CWM, LLC	$19	1,500	—
Tidemark, LLC	$18	1	—
CITIGROUP INC	$13	1	—
HUNTINGTON NATIONAL BANK	$13	1	—