Insiders / BroadOak Fund IV, LLC
BroadOak Fund IV, LLC
CIK 1753412personinsider
Companies
1
First seen
Jun 17, 2021
Last activity
Jun 7, 2023
Holdings
1 company · 3 positionsView all →
| Company / security | Shares held | Latest |
|---|---|---|
| Codex DNA, Inc. · DNAY | 2,319,045 | — |
| Common stock | 2,319,045 | Jun 22, 2021 |
| Preferred stock | 20,000 | Jun 5, 2023 |
| Warrants | 846,274 | Jun 5, 2023 |
Ownership percentages elsewhere on the site count common and ordinary shares only, because that is what shares outstanding are measured in. Everything above is a real holding; not all of it is a share of the company.
Activity
InsidersInstitutions
This person's trades in company stock, across every company.| Date | Action | Company | Value | Shares Δ | Position after | Impact |
|---|---|---|---|---|---|---|
| Jun 22, 2021 | Other Derivative conversion | DNAY Codex DNA, Inc. Common Stock | $0 | +1.3M +131.90% | 2,319,045 | low |
| Jun 22, 2021 | Other Derivative conversion | DNAY Codex DNA, Inc. Series A-1 Preferred Stock | — | -277K -100.00% | 0 | low |
| Jun 22, 2021 | Other Derivative conversion | DNAY Codex DNA, Inc. Series A Preferred Stock | — | -542K -100.00% | 0 | low |
| Jun 22, 2021 | Other Derivative conversion | DNAY Codex DNA, Inc. Series Z Preferred Stock | — | -500K -100.00% | 0 | low |
| Jun 5, 2023 |