Companies / Special Opportunities Fund, Inc.

Special Opportunities Fund, Inc.

NYSE: SPECIK 897802CINCINNATI, OH

Insider flow · last 90 daysNet sells $90.1K

Ownership

13F as of Jun 30, 2026

Share count not yet available for this company — ownership percentages can’t be computed.

Insider	% of shares	Shares
Dakos AndrewCEOPresident and CEO · Director	—	0
Goldstein PhillipChairman and Secretary · Director	—	—
Sell Moritz aDirector	—	—

Holder	Value	% of shares
Focus Partners Wealth	$47.81M	—
Seven Mile Advisory	$11.02M	—
Css LLC/IL	$10.19M	—
GatePass Capital, LLC	$5.23M	—
Blue Bell Private Wealth Management, LLC	$4.13M	—
Shaker Financial Services, LLC	$3.95M	—
Rivernorth Capital Management, LLC	$1.52M	—
Scotia Capital Inc.	$1.51M	—
Advisors Asset Management, Inc.	$1.48M	—
Wolverine Asset Management, LLC	$1.31M	—

What insiders are doing in this stock (Form 4).

Date	Actor	Action	Security	Value	Shares Δ	Position after	Impact
Jun 3, 2026	Dakos Andrew CEO	Sell	Common Stock	$73.1K	-5K -100.00%	0	low
Jun 2, 2026	Dakos Andrew CEO	Sell	Common Stock	$15.1K	-1K -17.20%	5,184	low
Jun 3, 2026	Dakos Andrew CEO	Sell	Common Stock	$1.9K	-133 -100.00%	0	low
Jun 2, 2026	Dakos Andrew CEO	Sell	2.75% Cconvertible Preferred Stock, Series C	—	-200 -100.00%	0	low
Mar 5, 2026	Goldstein Phillip Executive	Buy	2.75% Convertible Preferred Stock, Series C	—	+4K +62.75%	10,250	low
Feb 27, 2026	Goldstein Phillip Executive	Buy	2.75% Convertible Preferred Stock, Series C	—	+6K +2101.44%	6,098	low
Feb 26, 2026	Goldstein Phillip Executive	Buy	2.75% Convertible Preferred Stock, Series C	—	+27 +10.80%	277	low
Feb 24, 2026	Goldstein Phillip Executive	Buy	2.75% Convertible Preferred Stock, Series C	—	+30 +13.64%	250	low

Schedule 13D / 13G

Filer	Stance	% of class	Shares	Date
Focus Partners Wealth	Passive13G/A	—	0	—
Focus Partners Wealth	Passive13G	—	1,147,665	—
Focus Partners Wealth	Passive13G	—	1,377,246	—

via CUSIP / OpenFIGI

Symbol	Type	Market	CUSIP	FIGI
SPE	Closed-End Fund	Equity	84741T104	BBG000BBBNF3
SPE	—	—	84741T401	—