Companies / XAI Octagon Floating Rate & Alternative Income Trust

XAI Octagon Floating Rate & Alternative Income Trust

NYSE: XFLTCIK 1703079CHICAGO, IL

Ownership

13F as of Jun 30, 2026

Share count not yet available for this company — ownership percentages can’t be computed.

Insiders 1

View all →
Insider% of sharesShares
Spence John YogiVice President
—561,792

Institutional holders 9

View all →
HolderValue% of shares
Guggenheim Capital LLC$2.62M—
LPL Financial LLC$639.9K—
Sculptor Capital LP$269.5K—
Royal Bank of Canada$116.0K—
Blue Bell Private Wealth Management, LLC$29.5K—
Pinnacle Wealth Planning Services, Inc.$17.6K—
BNP Paribas Financial Markets$15.7K—
Quent Capital, LLC$6.0K—
Whittier Trust Co of Nevada Inc$1.7K—

Activity

Jun 30, 2026View all →
InsidersInstitutions
Who's accumulating and trimming this stock (13F).
DateActorActionSecurityValueShares ΔPosition afterImpact
Q1 2026
as of
Guggenheim Capital LLC
13F manager
NewClosed-End Fund$2.62M+153K
152,538
low
Q2 2026
as of
LPL Financial LLC
13F manager
NewClosed-End Fund$639.9K+36K
36,459
low
Q1 2026
as of
Sculptor Capital LP
13F manager
NewClosed-End Fund$269.5K+16K
15,686
low
Q1 2026
as of
Royal Bank of Canada
13F manager
NewClosed-End Fund$116.0K+7K
6,751
low
Q1 2026
as of
Blue Bell Private Wealth Management, LLC
13F manager
NewClosed-End Fund$29.5K+2K
1,715
low
Q2 2026
as of
Pinnacle Wealth Planning Services, Inc.
13F manager
NewClosed-End Fund$17.6K+1K
1,000
low
Q1 2026
as of
BNP Paribas Financial Markets
13F manager
NewClosed-End Fund$15.7K+915
915
low
Q2 2026
as of
Quent Capital, LLC
13F manager
NewClosed-End Fund$6.0K+340
340
low

5%+ ownership events

Schedule 13D / 13G
FilerStance% of classSharesDate
Sit Investment Associates, Inc.Passive13G———

Securities

via CUSIP / OpenFIGI
SymbolTypeMarketCUSIPFIGI
XFLTClosed-End FundEquity98400T304BBG00HMS4SC7