Companies / First Trust Specialty Finance & Financial Opportunities Fund

First Trust Specialty Finance & Financial Opportunities Fund

FGBCIK 1392994

Ownership

Institutions as of Sep 30, 2024

Share count not yet available for this company — ownership percentages can’t be computed.

Insider	% of shares	Shares
Hansen Brian N—	—	4,000
Brown Kathleen Wieland—	—	0
Dehler Kelly Catherine—	—	0
Denise M KeefeDirector	—	0
Kadlec Thomas RDirector	—	0
Maltbie DerekTreasurer and CFO	—	0
Wright BronwynDirector	—	0

Holder	Value	% of shares
Baird Robert W & Co Inc /Wi	$1.29M	—
Commonwealth Equity Services, Inc	$807.0K	—
Raymond James Financial Services Advisors, Inc.	$417.3K	—
Silverhawk Asset Management, LLC	$54.0K	—
BDO Wealth Advisors, LLC	$53.6K	—
Ladenburg Thalmann Financial Services Inc	$8.0K	—
American Portfolios Advisors	$1.7K	—

Large-stake disclosures

Filer	Stance	% of class	Shares	Date
Sit Investment Associates Inc	Passive13G	7.00%	1,010,916	Dec 31, 2024

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What the company's own insiders are buying and selling.

Date	Actor	Action	Security	Value	Shares Δ	Position after	Impact
Dec 28, 2021	Kadlec Thomas R Director	Sell Open-market sale	Common Shares	$9.9K	-2K -100.00%	0	low

via CUSIP / OpenFIGI

Symbol	Type	Market	CUSIP	FIGI
FGB	common	—	33733G109	—