Guggenheim Strategic Opportunities Fund

Institutional holders · 13F as of Dec 31, 2025

Holder	Value	Shares	% of shares
NewEdge Advisors, LLC	$1.48M	114,671	—
Founders Financial Alliance, LLC	$1.50M	116,620	—
Steward Partners Investment Advisory, LLC	$1.52M	117,743	—
Keating Financial Advisory Services, Inc.	$1.52M	118,128	—
Smith Asset Management Co., LLC	$1.59M	123,059	—
Noble Wealth Management PBC	$1.71M	132,565	—
AE Wealth Management LLC	$1.77M	137,245	—
The PNC Financial Services Group, Inc.	$1.79M	164,030	—
FLYNN ZITO CAPITAL MANAGEMENT, LLC	$1.83M	142,091	—
Kestra Advisory Services, LLC	$1.94M	150,959	—
Tennessee Valley Asset Management Partners	$1.95M	151,386	—
CARY STREET PARTNERS FINANCIAL LLC	$2.08M	161,629	—
PRINCIPAL SECURITIES, INC.	$2.08M	188,994	—
COMMONWEALTH EQUITY SERVICES, LLC	$2.18M	169,483	—
XTX Topco Ltd	$2.19M	170,088	—
BlackRock, Inc.	$2.42M	221,191	—
Marks Group Wealth Management, Inc	$2.53M	196,262	—
Harpswell Capital Advisors, LLC	$2.56M	198,923	—
AMERIPRISE FINANCIAL INC	$2.87M	222,545	—
MOSAIC FAMILY WEALTH PARTNERS, LLC	$2.87M	222,618	—
Illumine Investment Management, LLC	$2.93M	227,223	—
INTEGRITY ALLIANCE, LLC.	$2.96M	268,902	—
Integrated Wealth Concepts LLC	$3.10M	240,518	—
Richmond Brothers, Inc.	$3.10M	240,545	—
Private Advisor Group, LLC	$3.11M	241,284	—
Baird Financial Group, Inc.	$3.15M	244,701	—
ELEVATION POINT WEALTH PARTNERS, LLC	$3.19M	247,477	—
Vestmark Advisory Solutions, Inc.	$3.19M	247,477	—
Retirement Planning Group, LLC	$3.70M	287,555	—
U.S. Capital Wealth Advisors, LLC	$3.95M	306,743	—
Kera Capital Partners, Inc.	$4.64M	362,801	—
JANE STREET GROUP, LLC	$4.74M	368,341	—
Prime Capital Investment Advisors, LLC	$5.43M	421,719	—
BANK OF AMERICA CORP /DE	$5.90M	457,837	—
PETRA FINANCIAL ADVISORS INC	$5.90M	458,316	—
Secure Asset Management, LLC	$7.03M	545,539	—
RAYMOND JAMES FINANCIAL INC	$9.42M	731,073	—
TRUIST FINANCIAL CORP	$9.88M	766,936	—
MML INVESTORS SERVICES, LLC	$10.23M	936,545	—
RIVERNORTH CAPITAL MANAGEMENT, LLC	$10.45M	811,692	—
CreativeOne Wealth, LLC	$11.58M	899,165	—
Thomas J. Herzfeld Advisors, Inc.	$11.94M	927,245	—
OSAIC HOLDINGS, INC.	$12.28M	953,441	—
Royal Bank of Canada	$12.63M	1,145,825	—
Logan Stone Capital, LLC	$12.76M	990,476	—
Cetera Investment Advisers	$16.24M	1,261,043	—
Invesco Ltd.	$17.04M	1,322,981	—
ENVESTNET ASSET MANAGEMENT INC	$19.27M	1,496,450	—
UBS Group AG	$21.80M	1,692,259	—
LPL Financial LLC	$26.74M	2,448,496	—