Companies / SARATOGA INVESTMENT CORP. / Institutional holders

Saratoga Investment Corp.

Institutional holders · 13F as of Jun 30, 2026

Holder	Value	Shares	% of shares
Lido Advisors, LLC	$4.05M	181,518	1.11%
Private Advisor Group, LLC	$3.77M	163,359	1.00%
Closed-End Fund Advisors, Inc.	$3.68M	159,499	0.98%
Hennion & Walsh Asset Management, Inc.	$3.26M	141,470	0.87%
Legal & General Group Plc	$2.71M	117,294	0.72%
LPL Financial LLC	$2.50M	111,909	0.69%
Advisors Asset Management, Inc.	$2.33M	106,625	0.65%
WELLS FARGO & COMPANY/MN	$1.91M	82,830	0.51%
AMERIPRISE FINANCIAL INC	$1.51M	65,592	0.40%
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$1.43M	61,809	0.38%
Ethos Financial Group, LLC	$1.26M	56,533	0.35%
TWO SIGMA INVESTMENTS, LP	$1.20M	54,746	0.34%
BlackRock, Inc.	$1.19M	53,261	0.33%
Wealthcare Advisory Partners LLC	$1.14M	49,471	0.30%
Palogic Value Management, L.P.	$1.08M	46,680	0.29%
Next Level Private LLC	$1.00M	43,527	0.27%
JB CAPITAL PARTNERS LP	$760.9K	33,847	0.21%
Virtus Investment Advisers, LLC	$753.0K	32,641	0.20%
Morgan Stanley	$699.9K	30,338	0.19%
RAYMOND JAMES FINANCIAL INC	$592.1K	25,666	0.16%
Focus Partners Wealth	$590.6K	25,600	0.16%
Cetera Investment Advisers	$503.5K	21,825	0.13%
PFG Advisors	$500.6K	21,697	0.13%
Focus Financial Network, Inc.	$448.8K	19,455	0.12%
COMMONWEALTH EQUITY SERVICES, LLC	$430.0K	18,637	0.11%
Citadel Advisors LLC	$425.9K	18,460	0.11%
OSAIC HOLDINGS, INC.	$424.6K	18,403	0.11%
D.A. DAVIDSON & CO.	$400.3K	18,303	0.11%
Royal Bank of Canada	$393.0K	17,950	0.11%
GREENWOOD GEARHART LLC	$389.3K	17,800	0.11%
Trexquant Investment LP	$388.2K	16,827	0.10%
Sunbelt Securities, Inc.	$316.7K	13,726	0.08%
Dynamic Technology Lab Private Ltd	$305.0K	13,214	0.08%
UBS Group AG	$300.5K	13,024	0.08%
SUSQUEHANNA INTERNATIONAL GROUP, LLP	$297.0K	12,875	0.08%
Aquatic Capital Management LLC	$279.2K	12,101	0.07%
Brevan Howard Capital Management LP	$263.4K	11,419	0.07%
TWO SIGMA ADVISERS, LP	$253.8K	11,000	0.07%
DAVIDSON TRUST CO	$240.6K	11,000	0.07%
HighTower Advisors, LLC	$235.6K	10,213	0.06%
JPMORGAN CHASE & CO	$162.0K	7,021	0.04%
Register Financial Advisors LLC	$138.0K	5,980	0.04%
HARBOUR INVESTMENTS, INC.	$137.8K	5,973	0.04%
Steward Partners Investment Advisory, LLC	$120.2K	5,212	0.03%
SIMPLEX TRADING, LLC	$98.4K	4,264	0.03%
Daytona Street Capital LLC	$50.6K	1,999	0.01%
BARTLETT & CO. WEALTH MANAGEMENT LLC	$46.1K	2,000	0.01%
Kestra Advisory Services, LLC	$45.8K	1,987	0.01%
Barclays PLC	$37.0K	1,441	0.01%
BANK OF AMERICA CORP /DE	$24.6K	1,068	0.01%