Companies / Hercules Capital, Inc. / Institutional holders

Hercules Capital, Inc.

Institutional holders · 13F as of Dec 31, 2025

Holder	Value	Shares	% of shares
Union Bancaire Privee, UBP SA	$81.23M	27,808	0.01%
Sound Income Strategies, LLC	$51.12M	2,703,275	1.44%
TWO SIGMA ADVISERS, LP	$36.18M	1,922,200	1.03%
TWO SIGMA INVESTMENTS, LP	$34.34M	2,324,859	1.24%
UBS Group AG	$31.46M	1,671,860	0.89%
LPL Financial LLC	$29.29M	1,857,272	0.99%
Qube Research & Technologies Ltd	$28.73M	1,526,526	0.82%
Legal & General Group Plc	$26.00M	1,382,084	0.74%
Muzinich & Co., Inc.	$25.14M	1,335,787	0.71%
D. E. Shaw & Co., Inc.	$22.88M	1,548,960	0.83%
Morgan Stanley	$20.97M	1,114,173	0.60%
Sumitomo Mitsui Trust Group, Inc.	$19.17M	1,018,759	0.54%
Franklin Resources, Inc.	$18.36M	975,355	0.52%
Melia Wealth LLC	$15.10M	802,185	0.43%
BlackRock, Inc.	$14.57M	924,105	0.49%
Millennium Management LLC	$14.55M	985,160	0.53%
TECTONIC ADVISORS LLC	$14.30M	759,746	0.41%
WELLS FARGO & COMPANY/MN	$13.94M	740,481	0.40%
VOLORIDGE INVESTMENT MANAGEMENT, LLC	$13.32M	707,651	0.38%
RAYMOND JAMES FINANCIAL INC	$13.01M	691,064	0.37%
Advisors Capital Management, LLC	$12.65M	856,216	0.46%
ARES MANAGEMENT LLC	$11.47M	776,606	0.41%
STIFEL FINANCIAL CORP	$11.43M	607,140	0.32%
Gilman Hill Asset Management, LLC	$10.92M	580,440	0.31%
Point72 Asset Management, L.P.	$10.50M	557,660	0.30%
Citadel Advisors LLC	$8.89M	472,139	0.25%
Trexquant Investment LP	$7.58M	402,892	0.22%
Royal Bank of Canada	$7.33M	496,406	0.27%
AMERIPRISE FINANCIAL INC	$7.26M	385,996	0.21%
Jump Financial, LLC	$6.80M	361,092	0.19%
Schonfeld Strategic Advisors LLC	$6.78M	360,446	0.19%
JANE STREET GROUP, LLC	$6.76M	358,937	0.19%
JPMORGAN CHASE & CO	$6.03M	320,215	0.17%
MARSHALL WACE, LLP	$5.89M	312,719	0.17%
Neuberger Berman Group LLC	$5.70M	302,845	0.16%
Left Brain Wealth Management, LLC	$5.57M	295,753	0.16%
CONFLUENCE INVESTMENT MANAGEMENT LLC	$5.45M	289,789	0.15%
D.A. DAVIDSON & CO.	$4.78M	323,397	0.17%
Advisors Asset Management, Inc.	$4.53M	307,016	0.16%
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	$4.51M	239,614	0.13%
COMMONWEALTH EQUITY SERVICES, LLC	$4.14M	220,042	0.12%
STATE STREET CORPORATION	$4.14M	262,521	0.14%
Cetera Investment Advisers	$4.05M	215,036	0.11%
Quantbot Technologies LP	$4.02M	213,689	0.11%
BANK OF AMERICA CORP /DE	$3.87M	205,420	0.11%
THE GOLDMAN SACHS GROUP, INC.	$3.86M	205,311	0.11%
NORTHERN TRUST CORP	$3.79M	201,385	0.11%
Cerity Partners LLC	$3.73M	197,961	0.11%
BLAIR WILLIAM & CO/IL	$3.68M	195,593	0.10%
XTX Topco Ltd	$3.64M	193,304	0.10%